Bond Alliance™ helps you establish partnerships and alliances. Most of these business relationships require a great deal of knowledge concerning regulatory compliance and securities law.
As Expert Witnesses our team members can assist Defense & Plaintiff’s Attorneys and Government Prosecutors with the assessment, preparation and testimony for cases related to Online Securities Trading Technology & Marketplaces.
We have solid experience not only with cases involving Patent Infringement, but also the many issues related to Securities Law Compliance including:
• Sales Practices
• Best Execution
• Deceptive Advertising
• Performance Measurement
• Electronic Communications
• Written Supervisory Procedures
• Price & Volume Reporting
• Proper Registration & Licensing
• Borrowed Securities
We can help you prepare for depositions with insight relating to financial technology, securities law compliance, and complex valuations.