Because Bond Alliance™ is primarily focused on helping you establish partnerships, many of these business relationships will lead to acquisitions. Therefore, we offer services related to Mergers and Acquisitions including valuations, fairness opinions, divestitures & other restructurings.
We have extensive knowledge of the both the financial services industry and also the financial technology industry. We can match two firms that strategically complement each other and assist with the complicated compliance issues.
Are you interested in buying or selling a FINRA SEC registered broker dealer? We have been through the post transaction filings of Rule 1017 and the Continuing Membership Application. We can help you structure a transaction that will withstand the regulatory scrutiny of the SEC and FINRA in a CMA application.